Change in substantial holding
Released
Released
Announcement PDF
Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
To Company Name/Scheme
Estrella Resources Ltd (ESR)
ACN/ARSN
151 155 207
1. Details of substantial holder (1)
Name
Regal Funds Management Pty Ltd (RFM)
ACN/ARSN (if applicable)
107 576 821
There was a change in the interests of the substantial
holder on
12/11/2021
29/10/2021
27/10/2021
The previous notice was given to the company on
The previous notice was dated
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate
(2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as
follows:
Previous notice
Current notice
Class of securities (4)
Person's votes
ORDINARY
Voting power (5)
96,441,150
Person's votes
8.30%
Voting power (5)
83,230,529
*7.07%
*The % substantial is based on the shares on issue of 1,177,043,740 as disclosed by the Company on 05-11-2021.
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the
company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
Holder of relevant
interest
Date of acquisition
Consideration (9)
Class and number of securities
See Annexure 1
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
Holder of relevant interest
Registered holder of securities
Person entitled to be registered as
holder (8)
Nature of
relevant
interest (6)
Class and
number of
securities
Person's
votes
CREDIT SUISSE AG
CS THIRD NOMINEES PTY
LIMITED
CREDIT SUISSE AG
HOLDER OF
SHARES
83,230,529
ORDINARY
83,230,529
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9)
with, the substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable)
Nature of association
NOT APPLICABLE
6. Addresses
The addresses of persons named in this form are as follows:
Name
Address
Kenny Ho
LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY
NSW 2000
Signature
print name
Kenny Ho
sign here
capacity
Company Secretary
date
16/11/2021
Annexure 1
Changes in relevant interests
Consideration
given in
relation to
change
Number of
securities
affected
Class of
securities
Persons
votes
affected
Person whose relevant interest changed
Nature of
Change
29/10/2021
Regal Funds Management
Sell
157789.42
4560388
Ordinary
4560388
2/11/2021
Regal Funds Management
Sell
134543.86
3934031
Ordinary
3934031
9/11/2021
Regal Funds Management
Sell
35013.56
1061017
Ordinary
1061017
10/11/2021
Regal Funds Management
Sell
30600.00
900000
Ordinary
900000
12/11/2021
Regal Funds Management
Sell
96431.48
2755185
Ordinary
2755185
0/01/1900
Regal Funds Management
Sell
0.00
0
Ordinary
0
0/01/1900
Regal Funds Management
Sell
0.00
0
Ordinary
0
0/01/1900
Regal Funds Management
Sell
0.00
0
Ordinary
0
0/01/1900
Regal Funds Management
Sell
0.00
0
Ordinary
0
0/01/1900
Regal Funds Management
Sell
0.00
0
Ordinary
0
0/01/1900
Regal Funds Management
Sell
0.00
0
Ordinary
0
0/01/1900
Regal Funds Management
Sell
0.00
0
Ordinary
0
0/01/1900
Regal Funds Management
Sell
0.00
0
Ordinary
0
0/01/1900
Regal Funds Management
Sell
0.00
0
Ordinary
0
0/01/1900
Regal Funds Management
Sell
0.00
0
Ordinary
0
0/01/1900
Regal Funds Management
Sell
0.00
0
Ordinary
0
0/01/1900
Regal Funds Management
Sell
0.00
0
Ordinary
0
0/01/1900
Regal Funds Management
Sell
0.00
0
Ordinary
0
0/01/1900
Regal Funds Management
Sell
0.00
0
Ordinary
0
0/01/1900
Regal Funds Management
Sell
0.00
0
Ordinary
0
0/01/1900
Regal Funds Management
Sell
0.00
0
Ordinary
0
0/01/1900
Regal Funds Management
Sell
0.00
0
Ordinary
0
Date
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